SFC Licences of TANG Wai Chun 鄧惠珍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司
RE 1 06 February 2015 17 August 2017
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司
RE 2 06 February 2015 17 August 2017
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 22 July 2010 06 December 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 04 June 2010 06 December 2013
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 2 04 June 2010 12 July 2010
RHB Futures Hong Kong Limited 興業金融期貨有限公司
RE 2 24 December 2007 24 May 2010
RHB Securities Hong Kong Limited 興業金融證券有限公司
RE 1 17 October 2007 24 May 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 1 25 June 2007 18 September 2007