SFC Licences of TANG Wai Chun 鄧惠珍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 06 February 2015 | 17 August 2017 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 06 February 2015 | 17 August 2017 |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 22 July 2010 | 06 December 2013 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 04 June 2010 | 06 December 2013 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 2 | 04 June 2010 | 12 July 2010 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 24 December 2007 | 24 May 2010 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 17 October 2007 | 24 May 2010 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 25 June 2007 | 18 September 2007 |