SFC Licences of NG Wai Kee 吳偉基
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 07 June 2010 | 16 February 2012 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 07 June 2010 | 16 February 2012 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 07 May 2009 | 24 May 2010 |
| Shinko Securities (H.K.) Limited 新光証券(香港)有限公司 | RE | 1 | 04 November 2008 | 06 May 2009 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 25 June 2007 | 28 May 2008 |