SFC Licences of YIP Tsz To 葉旨濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 02 April 2012 | |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 21 February 2012 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 25 March 2008 | 24 June 2010 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 25 March 2008 | 24 June 2010 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 24 January 2008 | 24 June 2010 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 15 August 2007 | 29 December 2007 |