SFC Licences of WILLIAMS Benjamin Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Millennium Capital Management (Hong Kong) Limited | RO | 9 | 13 May 2022 | |
Merrill Lynch Far East Limited | RO | 1 | 16 December 2015 | 10 August 2021 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 16 December 2015 | 10 August 2021 |
Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 10 August 2021 |
Merrill Lynch Far East Limited | RE | 1 | 26 June 2007 | 16 December 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 26 June 2007 | 16 December 2015 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 26 June 2007 | 06 September 2010 |