SFC Licences of LEE Wai Kin 李偉健
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Point72 Hong Kong Limited | RE | 9 | 21 December 2021 | |
| Point72 Hong Kong Limited | RE | 2 | 21 December 2021 | |
| Point72 Hong Kong Limited | RE | 1 | 21 December 2021 | |
| Pinpoint Asset Management Limited 保銀資產管理有限公司 | RE | 9 | 18 June 2020 | 08 December 2021 |
| Snow Lake Capital (HK) Limited 雪湖資本(香港)有限公司 | RE | 9 | 25 June 2018 | 10 March 2020 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 7 | 10 March 2015 | 16 June 2018 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 10 March 2015 | 16 June 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 10 March 2015 | 16 June 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 March 2015 | 16 June 2018 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 14 November 2013 | 22 February 2015 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 03 June 2013 | 22 February 2015 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 05 January 2011 | 05 December 2012 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 25 June 2007 | 08 October 2009 |