SFC Licences of CHANG Li 常立

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
UBS Asset Management (Hong Kong) Limited	RE	9	28 March 2024
UBS Asset Management (Hong Kong) Limited	RE	4	28 March 2024
UBS Asset Management (Hong Kong) Limited	RE	1	28 March 2024
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	9	27 February 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	4	27 February 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RO	1	27 February 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	9	23 June 2017	27 February 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	23 June 2017	27 February 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	23 June 2017	27 February 2023
Hang Seng Investment Management Limited 恒生投資管理有限公司	RE	9	03 March 2010	17 May 2017
Hang Seng Investment Management Limited 恒生投資管理有限公司	RE	4	03 March 2010	17 May 2017
Hang Seng Investment Management Limited 恒生投資管理有限公司	RE	1	03 March 2010	17 May 2017
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司	RE	9	01 February 2008	23 January 2010
FWD Life Insurance Company (Bermuda) Limited 富衛人壽保險(百慕達)有限公司	RE	4	01 February 2008	23 January 2010
NNIP Hong Kong Limited	RE	9	27 June 2007	23 January 2010
NNIP Hong Kong Limited	RE	4	27 June 2007	23 January 2010
NNIP Hong Kong Limited	RE	1	27 June 2007	23 January 2010