SFC Licences of YIP Wing Sum 葉永森

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhong Jia Securities Limited 中佳證券有限公司 RO 1 29 October 2020
Zhong Jia Securities Limited 中佳證券有限公司 RE 1 20 August 2020 29 October 2020
First Fidelity Capital (International) Limited RE 9 25 March 2020 31 July 2020
First Fidelity Capital (International) Limited RE 4 25 March 2020 31 July 2020
First Fidelity Capital (International) Limited RO 1 20 March 2020 31 July 2020
First Fidelity Capital (International) Limited RE 1 08 January 2020 20 March 2020
Hooray Securities Limited 好盈證券有限公司 RO 1 29 August 2019 18 November 2019
Hooray Securities Limited 好盈證券有限公司 RE 1 20 June 2019 29 August 2019
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 28 December 2015 06 June 2019
Quam Securities Limited 華富建業證券有限公司 RE 1 07 October 2014 01 September 2015
Jimei Securities Limited 集美證券有限公司 RE 1 24 June 2013 11 September 2014
Quam Securities Limited 華富建業證券有限公司 RE 1 31 January 2011 01 June 2013
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 23 March 2010 22 January 2011
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 24 November 2008 15 March 2010
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 03 July 2007 17 October 2008