SFC Licences of LAU Wai Ho 劉偉豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| JA Securities Limited 金奧證券有限公司 | RO | 4 | 20 August 2021 | 07 April 2022 |
| JA Securities Limited 金奧證券有限公司 | RO | 1 | 20 August 2021 | 07 April 2022 |
| Golden Asset Management Co., Limited 金色資產管理有限公司 | RE | 4 | 12 October 2020 | 22 July 2021 |
| Golden Asset Management Co., Limited 金色資產管理有限公司 | RE | 1 | 18 September 2020 | 22 July 2021 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 17 September 2007 | 28 May 2020 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 06 August 2007 | 08 September 2007 |