SFC Licences of LI Siu Hong 李紹康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 04 December 2015 | |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 18 March 2010 | 24 September 2015 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 | RE | 4 | 19 January 2009 | 08 March 2010 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 12 September 2007 | 01 November 2008 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RE | 4 | 02 August 2007 | 05 September 2007 |