SFC Licences of WONG Alan 黃亞倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 27 October 2016 | 13 October 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 19 October 2010 | 21 January 2016 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 19 October 2010 | 21 January 2016 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 23 June 2009 | 18 June 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 June 2007 | 20 November 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 25 June 2007 | 20 November 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 25 June 2007 | 20 November 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 25 June 2007 | 20 November 2008 |