SFC Licences of CHENG Lok Yan, Louise 鄭樂炘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 02 October 2013 | 11 December 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 June 2007 | 22 August 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 25 June 2007 | 23 June 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 25 June 2007 | 23 June 2009 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 25 June 2007 | 23 June 2009 |