SFC Licences of WONG Yun Fai 黃潤輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司
RO 1, 4, 9 03 December 2018 30 June 2020
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2, 5 15 May 2014 04 March 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 1, 4 21 January 2014 04 March 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 4 03 December 2013 21 January 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
RO 1, 4 11 August 2009 01 January 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
RE 4 27 October 2008 11 August 2009
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
RE 1 16 September 2008 11 August 2009
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
RE 1 26 June 2007 03 September 2008
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司
RE 1, 4, 9 12 December 2017 03 December 2018
China Enterprise Securities Company Limited 華業金控證券有限公司
RO 1, 4 15 November 2016 07 March 2017
China Enterprise Securities Company Limited 華業金控證券有限公司
RE 9 04 October 2016 07 March 2017
China Enterprise Securities Company Limited 華業金控證券有限公司
RE 1, 4 04 October 2016 15 November 2016
Frontier Capital Management Limited 方達資本管理有限公司
RE 1, 4, 9 08 July 2016 19 July 2016