SFC Licences of WONG Yun Fai 黃潤輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RO	9	03 December 2018	30 June 2020
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RO	4	03 December 2018	30 June 2020
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RO	1	03 December 2018	30 June 2020
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RE	9	12 December 2017	03 December 2018
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RE	4	12 December 2017	03 December 2018
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司	RE	1	12 December 2017	03 December 2018
China Enterprise Securities Company Limited 華業金控證券有限公司	RO	4	15 November 2016	07 March 2017
China Enterprise Securities Company Limited 華業金控證券有限公司	RO	1	15 November 2016	07 March 2017
China Enterprise Securities Company Limited 華業金控證券有限公司	RE	9	04 October 2016	07 March 2017
China Enterprise Securities Company Limited 華業金控證券有限公司	RE	4	04 October 2016	15 November 2016
China Enterprise Securities Company Limited 華業金控證券有限公司	RE	1	04 October 2016	15 November 2016
Frontier Capital Management Limited 方達資本管理有限公司	RE	9	08 July 2016	19 July 2016
Frontier Capital Management Limited 方達資本管理有限公司	RE	4	08 July 2016	19 July 2016
Frontier Capital Management Limited 方達資本管理有限公司	RE	1	08 July 2016	19 July 2016
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	5	15 May 2014	04 March 2016
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	15 May 2014	04 March 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	4	21 January 2014	04 March 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RO	1	21 January 2014	04 March 2016
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	4	03 December 2013	21 January 2014
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	03 December 2013	21 January 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	4	11 August 2009	01 January 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RO	1	11 August 2009	01 January 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	4	27 October 2008	11 August 2009
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司	RE	1	16 September 2008	11 August 2009
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司	RE	1	26 June 2007	03 September 2008