SFC Licences of WONG Shu Sing 王樹昇

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Long Bridge HK Limited 長橋證券（香港）有限公司 RO 9 01 December 2020 19 November 2021
Long Bridge HK Limited 長橋證券（香港）有限公司 RO 4 01 December 2020 19 November 2021
Long Bridge HK Limited 長橋證券（香港）有限公司 RO 1 01 December 2020 19 November 2021
United Zone Investment Limited 聯際投資有限公司 RO 9 16 February 2017 10 April 2020
United Zone Investment Limited 聯際投資有限公司 RO 4 16 February 2017 10 April 2020
United Zone Investment Limited 聯際投資有限公司 RO 2 16 February 2017 10 April 2020
United Zone Investment Limited 聯際投資有限公司 RO 1 16 February 2017 10 April 2020
United Zone Investment Limited 聯際投資有限公司 RE 9 18 January 2017 16 February 2017
United Zone Investment Limited 聯際投資有限公司 RE 4 18 January 2017 16 February 2017
United Zone Investment Limited 聯際投資有限公司 RE 2 18 January 2017 16 February 2017
United Zone Investment Limited 聯際投資有限公司 RE 1 18 January 2017 16 February 2017
Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司 RO 5 18 October 2016 18 January 2017
Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司 RO 2 18 October 2016 18 January 2017
Chief Securities Limited 致富證券有限公司 RE 1 28 May 2015 04 May 2016
Chief Commodities Limited 致富期貨商品有限公司 RE 2 28 May 2015 04 May 2016
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE 2 21 April 2015 15 May 2015
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 21 April 2015 15 May 2015
Chief Securities Limited 致富證券有限公司 RE 1 09 August 2013 14 February 2015
Chief Commodities Limited 致富期貨商品有限公司 RE 2 09 August 2013 14 February 2015
Holly International Financial Holdings Limited 弘業國際金融控股有限公司 RE 2 26 February 2013 05 August 2013
Chief Securities Limited 致富證券有限公司 RE 1 28 October 2008 29 December 2010
Chief Commodities Limited 致富期貨商品有限公司 RE 2 28 October 2008 29 December 2010
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 26 May 2008 25 October 2008
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 21 May 2008 25 October 2008
Ewarton Securities Limited 穎翔證券有限公司 RE 1 25 June 2007 21 April 2008