SFC Licences of LEE Gregory Joseph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 1 | 15 August 2014 | 13 July 2016 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 7 | 13 February 2012 | 16 May 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 4 | 13 February 2012 | 16 May 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 13 February 2012 | 16 May 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 7 | 24 June 2010 | 13 February 2012 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 03 June 2009 | 13 February 2012 |
| UBS Securities Hong Kong Limited | RE | 1 | 28 June 2007 | 24 April 2009 |
| UBS Securities Asia Limited | RE | 1 | 28 June 2007 | 24 April 2009 |
| UBS Securities Asia Limited | RE | 2 | 28 June 2007 | 24 April 2009 |