SFC Licences of WANG Cheng 王程
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 07 August 2017 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 August 2017 | |
UBS Securities Hong Kong Limited | RE | 6 | 19 December 2016 | 06 May 2017 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 18 December 2016 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 03 July 2007 | 30 October 2010 |