SFC Licences of KWOK Chung Ho 郭仲豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Advent Corporate Finance Limited 宏智融資有限公司 | RO | 6 | 21 October 2022 | |
| Advent Corporate Finance Limited 宏智融資有限公司 | RE | 6 | 01 September 2022 | 21 October 2022 |
| Glory Sun Securities Limited 寶新證券有限公司 | RO | 6 | 16 April 2019 | 18 July 2022 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 6 | 19 March 2019 | 16 April 2019 |
| Huabang Corporate Finance Limited 華邦融資有限公司 | RO | 6 | 05 June 2017 | 09 February 2019 |
| Huabang Corporate Finance Limited 華邦融資有限公司 | RE | 6 | 28 March 2017 | 05 June 2017 |
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 29 March 2012 | 24 February 2017 |
| Celestial Capital Limited 時富融資有限公司 | RE | 6 | 01 June 2011 | 08 February 2012 |
| Celestial Capital Limited 時富融資有限公司 | RE | 1 | 01 June 2011 | 08 February 2012 |
| Optima Capital Limited 創越融資有限公司 | RE | 1 | 21 November 2007 | 24 May 2011 |
| Optima Capital Limited 創越融資有限公司 | RE | 4 | 21 November 2007 | 31 March 2010 |
| Optima Capital Limited 創越融資有限公司 | RE | 6 | 03 July 2007 | 24 May 2011 |