SFC Licences of LAU Velda 劉慧德
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | RE | 4 | 23 June 2010 | 06 April 2011 |
| J.P. Morgan Securities (Far East) Limited | RE | 1 | 23 June 2010 | 06 April 2011 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 5 | 25 July 2008 | 23 November 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 25 July 2008 | 23 November 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 25 July 2008 | 23 November 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 25 July 2008 | 23 November 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 03 July 2007 | 19 July 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 03 July 2007 | 19 July 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 03 July 2007 | 19 July 2012 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 03 July 2007 | 19 July 2012 |