SFC Licences of SHAM Chai Man, Peter 沈濟民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 04 July 2013 | 17 February 2016 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 04 July 2013 | 17 February 2016 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 23 May 2013 | 05 June 2013 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 23 May 2013 | 05 June 2013 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 05 November 2008 | 15 September 2012 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 03 July 2007 | 15 September 2012 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 03 July 2007 | 05 November 2008 |