SFC Licences of WAN Siu Wah, Wilson 溫兆華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 6 | 28 September 2012 | 22 July 2015 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 1 | 28 September 2012 | 22 July 2015 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 17 August 2012 | 28 September 2012 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 17 August 2012 | 28 September 2012 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 16 November 2007 | 23 June 2012 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 1 | 16 November 2007 | 23 June 2012 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 03 July 2007 | 16 November 2007 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 03 July 2007 | 16 November 2007 |