SFC Licences of WANG Jiawei 王佳瑋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RO 1, 4, 6 04 March 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1, 4, 6 22 February 2018 04 March 2020
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 6 15 January 2015 11 December 2017
ICBC International Capital Limited 工銀國際融資有限公司
RE 1, 6 10 October 2012 12 April 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1, 4, 6 17 August 2011 18 August 2012
Macquarie Corporate (Hong Kong) Limited
RE 6 07 December 2010 27 June 2011
Macquarie Capital Limited 麥格理資本股份有限公司
RE 1, 6 07 December 2010 27 June 2011
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 17 August 2009 12 November 2010
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 10 August 2009 12 November 2010
BOCI Asia Limited 中銀國際亞洲有限公司
RE 1, 6 03 July 2007 28 February 2009
BOCI Securities Limited 中銀國際證券有限公司
RE 1 03 July 2007 28 February 2009