SFC Licences of LIU Chi Hang 廖智行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 13 April 2018 | 01 May 2019 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 13 April 2018 | 01 May 2019 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 | RE | 2 | 17 October 2014 | 31 May 2017 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 17 October 2014 | 31 May 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 11 March 2009 | 29 September 2014 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 09 February 2009 | 29 September 2014 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 23 January 2008 | 19 January 2009 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 04 July 2007 | 07 December 2007 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 04 July 2007 | 07 December 2007 |