SFC Licences of LAI Yuen Yee 黎苑兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| orientiert XYZ Securities Limited | RE | 4 | 14 June 2012 | 20 December 2013 |
| orientiert XYZ Securities Limited | RE | 1 | 14 June 2012 | 20 December 2013 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 07 March 2011 | 25 February 2012 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 07 March 2011 | 25 February 2012 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 26 February 2010 | 29 October 2010 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 23 June 2009 | 29 October 2010 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 28 June 2007 | 08 June 2009 |