SFC Licences of GOYAL Atul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 21 June 2013 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 22 August 2011 | 30 November 2012 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 17 July 2007 | 05 September 2011 |