SFC Licences of YIP Wai Ho 葉偉豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 21 December 2020 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 12 November 2020 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 17 February 2020 | 16 July 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 17 February 2020 | 16 July 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 09 April 2018 | 24 January 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 09 April 2018 | 24 January 2020 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 04 July 2007 | 12 November 2010 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 04 July 2007 | 12 November 2010 |