SFC Licences of LEE King Ying 李琼英
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Channel 8 Wealth Management Limited 富道財富管理有限公司 | RE | 1 | 07 January 2013 | 31 December 2013 |
orientiert XYZ Securities Limited | RE | 1 | 15 August 2011 | 29 November 2011 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 11 November 2010 | 07 June 2011 |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 11 November 2010 | 30 May 2011 |
Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 20 May 2010 | 07 June 2011 |
Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 4 | 20 May 2010 | 30 May 2011 |
Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 4 | 31 July 2007 | 16 November 2009 |