SFC Licences of YIP Timothy Churk Yue 葉卓儒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nine Masts Capital Limited 天元資本有限公司
RE 9 13 August 2021
CSI Global Markets Limited
RO 1 15 February 2018 10 May 2021
CSI Global Markets Limited
RE 2 19 December 2017 10 May 2021
CSI Global Markets Limited
RE 4 26 June 2017 10 May 2021
CSI Global Markets Limited
RE 1 26 June 2017 15 February 2018
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1, 4 16 February 2017 25 June 2017
Merrill Lynch Far East Limited
RE 2 24 August 2010 13 January 2012
Merrill Lynch (Asia Pacific) Limited
RE 1 05 July 2007 13 January 2012
Merrill Lynch Futures (Hong Kong) Limited
RE 2 05 July 2007 24 August 2010