SFC Licences of YIP Timothy Churk Yue 葉卓儒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nine Masts Capital Limited 天元資本有限公司 | RE | 9 | 13 August 2021 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RO | 1 | 15 February 2018 | 10 May 2021 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 19 December 2017 | 10 May 2021 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 26 June 2017 | 10 May 2021 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 26 June 2017 | 15 February 2018 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 16 February 2017 | 25 June 2017 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 16 February 2017 | 25 June 2017 |
| Merrill Lynch Far East Limited | RE | 2 | 24 August 2010 | 13 January 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 05 July 2007 | 13 January 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 05 July 2007 | 24 August 2010 |