SFC Licences of LEUNG Kit Ling, Lydia 梁潔靈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 29 July 2013 | 04 October 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 29 July 2013 | 04 October 2016 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 29 July 2013 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 29 July 2013 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 25 June 2013 | 05 July 2013 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 14 April 2011 | 07 June 2012 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 14 April 2011 | 07 June 2012 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 14 April 2011 | 07 June 2012 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 14 April 2011 | 07 June 2012 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 10 April 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 11 July 2007 | 29 September 2008 |