SFC Licences of LAM King Tai 林景泰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RO 4 06 September 2017 15 June 2021
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RO 1 06 September 2017 15 June 2021
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 2 17 July 2017 15 June 2021
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 4 17 July 2017 06 September 2017
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 1 17 July 2017 06 September 2017
The Core Securities Company Limited 核聚證券有限公司 RE 9 30 November 2016 11 July 2017
The Core Securities Company Limited 核聚證券有限公司 RO 4 14 September 2016 11 July 2017
The Core Securities Company Limited 核聚證券有限公司 RO 1 14 September 2016 11 July 2017
The Core Securities Company Limited 核聚證券有限公司 RE 4 01 August 2016 14 September 2016
The Core Securities Company Limited 核聚證券有限公司 RE 1 01 August 2016 14 September 2016
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 4 20 June 2016 06 July 2016
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 1 20 June 2016 06 July 2016
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RO 4 27 May 2016 20 June 2016
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RO 1 27 May 2016 20 June 2016
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 2 22 June 2015 06 July 2016
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 4 12 September 2014 27 May 2016
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 RE 1 25 February 2011 27 May 2016
China Reserve Securities Limited 東儲證券有限公司 RE 1 25 October 2007 18 February 2011