SFC Licences of CHEN Cong

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 6 25 June 2009 22 December 2009
Merrill Lynch Far East Limited RE 4 25 June 2009 22 December 2009
Merrill Lynch Far East Limited RE 1 25 June 2009 22 December 2009
Merrill Lynch (Asia Pacific) Limited RE 6 25 June 2009 22 December 2009
Merrill Lynch (Asia Pacific) Limited RE 4 25 June 2009 22 December 2009
Merrill Lynch (Asia Pacific) Limited RE 1 25 June 2009 22 December 2009
Merrill Lynch Far East Limited RE 6 16 July 2007 23 March 2008
Merrill Lynch Far East Limited RE 4 16 July 2007 23 March 2008
Merrill Lynch Far East Limited RE 1 16 July 2007 23 March 2008
Merrill Lynch (Asia Pacific) Limited RE 6 16 July 2007 23 March 2008
Merrill Lynch (Asia Pacific) Limited RE 4 16 July 2007 23 March 2008
Merrill Lynch (Asia Pacific) Limited RE 1 16 July 2007 23 March 2008