SFC Licences of CHEN Wenhan 陳文翰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司	RE	9	01 December 2022
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司	RE	4	01 December 2022
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司	RE	9	18 March 2022	31 December 2022
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司	RE	4	18 March 2022	31 December 2022
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司	RE	9	01 November 2019	28 February 2022
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司	RE	4	28 October 2019	28 February 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	06 May 2019	17 July 2019
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	06 May 2019	17 July 2019
CLSA Limited 中信里昂證券有限公司	RE	4	06 May 2019	17 July 2019
CLSA Limited 中信里昂證券有限公司	RE	1	06 May 2019	17 July 2019
Moody's Investors Service Hong Kong Limited	RE	10	05 June 2018	28 December 2018
Merrill Lynch (Asia Pacific) Limited	RE	4	16 October 2013	16 April 2018
Merrill Lynch (Asia Pacific) Limited	RE	1	16 October 2013	16 April 2018
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司	RE	4	24 June 2013	16 September 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	08 October 2010	30 January 2013
CLSA Research Limited 里昂證券投資研究有限公司	RE	4	10 July 2007	10 September 2010