SFC Licences of CHEN Wenhan 陳文翰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 |
RE | 4, 9 | 18 March 2022 | |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RE | 9 | 01 November 2019 | 28 February 2022 |
| Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 |
RE | 4 | 28 October 2019 | 28 February 2022 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1, 4 | 06 May 2019 | 17 July 2019 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 06 May 2019 | 17 July 2019 |
| Moody's Investors Service Hong Kong Limited |
RE | 10 | 05 June 2018 | 28 December 2018 |
| Merrill Lynch (Asia Pacific) Limited |
RE | 1, 4 | 16 October 2013 | 16 April 2018 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RE | 4 | 24 June 2013 | 16 September 2013 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RE | 4 | 08 October 2010 | 30 January 2013 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
RE | 4 | 10 July 2007 | 10 September 2010 |