SFC Licences of YU Lei
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 4 | 21 March 2016 | 29 November 2019 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 11 March 2011 | 21 March 2016 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 09 November 2009 | 31 January 2011 |
| MainFirst Securities Hong Kong Limited | RE | 4 | 21 July 2008 | 05 October 2009 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 11 July 2007 | 06 June 2008 |