SFC Licences of HALE Peter John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 21 September 2022 | 14 December 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 21 September 2022 | 14 December 2023 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 06 July 2007 | 17 February 2009 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 06 July 2007 | 17 February 2009 |