SFC Licences of KANG Xing 康惺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 04 December 2007 | |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 04 July 2007 | 01 October 2007 |