SFC Licences of TO Yuen Yi 杜婉兒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 17 April 2015 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 04 July 2007 | 01 June 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 04 July 2007 | 01 June 2014 |