SFC Licences of SUNG Yuk Yin 宋煜賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 | RE | 4 | 21 December 2009 | 19 May 2010 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 21 December 2009 | 19 May 2010 |
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 09 July 2007 | 26 March 2008 |