SFC Licences of HO Christian Tumao 何天恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 03 November 2011 | 25 May 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 15 November 2010 | 25 May 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 July 2007 | 25 May 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 12 July 2007 | 15 November 2010 |