SFC Licences of CHAN Tsz Kwan 陳芷筠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 28 November 2012 | 07 December 2015 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 28 November 2012 | 31 December 2014 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 28 November 2012 | |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 11 November 2010 | 31 December 2014 |
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 11 November 2010 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 03 August 2009 | 28 October 2010 |
Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 20 July 2009 | 24 July 2009 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 11 July 2007 | 18 June 2009 |