SFC Licences of LAU Tak Yan 劉德欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Gate3 Capital Limited | RO | 9 | 31 March 2022 | |
| Gate3 Capital Limited | RO | 4 | 31 March 2022 | |
| Gate3 Capital Limited | RE | 9 | 14 March 2022 | 31 March 2022 |
| Gate3 Capital Limited | RE | 4 | 14 March 2022 | 31 March 2022 |
| Finet Securities Limited 財華證券有限公司 | RO | 4 | 13 May 2020 | 03 March 2022 |
| Finet Securities Limited 財華證券有限公司 | RO | 1 | 13 May 2020 | 03 March 2022 |
| Finet Securities Limited 財華證券有限公司 | RO | 9 | 24 May 2019 | 03 March 2022 |
| Finet Securities Limited 財華證券有限公司 | RO | 4 | 24 May 2019 | 24 December 2019 |
| Finet Securities Limited 財華證券有限公司 | RE | 9 | 12 March 2019 | 24 May 2019 |
| Kilmorey Asset Management Limited 金力資產管理有限公司 | RO | 9 | 11 December 2017 | 11 January 2019 |
| Fair Capital Management Limited 富銀資產管理有限公司 | RO | 9 | 04 February 2010 | 01 December 2017 |
| Fair Capital Management Limited 富銀資產管理有限公司 | RE | 9 | 06 July 2007 | 04 February 2010 |