SFC Licences of FOO Hui Fang 符慧芳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 2 | 16 January 2023 | 19 January 2023 |
UBS Securities Asia Limited | RE | 1 | 16 January 2023 | 19 January 2023 |
UBS Securities Asia Limited | RE | 2 | 28 November 2022 | 01 December 2022 |
UBS Securities Asia Limited | RE | 1 | 28 November 2022 | 01 December 2022 |
UBS Securities Asia Limited | RE | 2 | 01 June 2010 | 09 April 2021 |
UBS Securities Asia Limited | RE | 1 | 01 June 2010 | 09 April 2021 |
AP Asset Management (HK) Limited | RE | 9 | 28 October 2009 | 30 April 2010 |
Oasis Management (Hong Kong) | RE | 5 | 05 July 2007 | 30 October 2008 |
Oasis Management (Hong Kong) | RE | 9 | 05 July 2007 | 30 October 2008 |
Oasis Management (Hong Kong) | RE | 4 | 05 July 2007 | 30 October 2008 |