SFC Licences of CHAN Kwok Ming 陳國鳴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 RO 4 16 January 2024
BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 RO 1 16 January 2024
BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 RE 4 05 January 2024 16 January 2024
BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 RE 1 05 January 2024 16 January 2024
Gateway Private Markets (HK) Limited RO 1 04 April 2023 12 August 2023
Gateway Private Markets (HK) Limited RE 9 15 March 2023 12 August 2023
Gateway Private Markets (HK) Limited RE 1 13 February 2023 04 April 2023
Prior Securities Limited 昇悅證券有限公司 RO 1 08 March 2022 15 July 2022
Prior Securities Limited 昇悅證券有限公司 RE 1 29 December 2021 08 March 2022
Orion Investment Management Limited RO 1 16 February 2017 24 September 2021
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 26 June 2012 08 May 2016
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 1 09 June 2010 07 December 2011
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 07 August 2007 09 June 2010