SFC Licences of TINGA Dante Jr. Rodriguez
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 17 November 2014 | 21 November 2014 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 17 November 2014 | 21 November 2014 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 21 September 2010 | 18 April 2012 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 10 July 2007 | 30 June 2008 |