SFC Licences of KWAN Claudia Elizabeth Kai-Chuan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 08 February 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 10 July 2007 | 08 February 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 10 July 2007 | 08 February 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 10 July 2007 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 10 July 2007 | 06 December 2010 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 10 July 2007 | 08 January 2010 |