SFC Licences of HE Hao 何浩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited
RO 6 07 April 2022
UBS Securities Hong Kong Limited
RE 6 10 February 2022 07 April 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 6 23 August 2018 27 July 2021
CLSA Limited 中信里昂證券有限公司
RE 1 02 May 2018 27 July 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 02 May 2018 27 July 2021
CLSA Limited 中信里昂證券有限公司
RE 4 02 May 2018 20 July 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 24 April 2018 23 August 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RO 6 23 March 2015 09 March 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 6 31 August 2012 23 March 2015
Merrill Lynch Far East Limited
Merrill Lynch (Asia Pacific) Limited
RE 1, 4, 6 06 September 2011 10 January 2012
BOCI Asia Limited 中銀國際亞洲有限公司
RE 6 10 September 2010 05 August 2011
DBS Asia Capital Limited 星展亞洲融資有限公司
RE 1, 4, 6 10 July 2007 25 August 2010