SFC Licences of HE Hao 何浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RO | 6 | 07 April 2022 | 13 October 2023 |
UBS Securities Hong Kong Limited | RE | 6 | 10 February 2022 | 07 April 2022 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 6 | 23 August 2018 | 27 July 2021 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 02 May 2018 | 27 July 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 02 May 2018 | 27 July 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 02 May 2018 | 20 July 2021 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 24 April 2018 | 23 August 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 6 | 23 March 2015 | 09 March 2018 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 31 August 2012 | 23 March 2015 |
Merrill Lynch Far East Limited | RE | 6 | 06 September 2011 | 10 January 2012 |
Merrill Lynch Far East Limited | RE | 4 | 06 September 2011 | 10 January 2012 |
Merrill Lynch Far East Limited | RE | 1 | 06 September 2011 | 10 January 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 06 September 2011 | 10 January 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 06 September 2011 | 10 January 2012 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 06 September 2011 | 10 January 2012 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 10 September 2010 | 05 August 2011 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 10 July 2007 | 25 August 2010 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 10 July 2007 | 25 August 2010 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 10 July 2007 | 25 August 2010 |