SFC Licences of CHU Wai Ling 朱慧玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Futures Limited 興證國際期貨有限公司 | RE | 2 | 27 January 2015 | 01 April 2022 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 27 January 2015 | 01 April 2022 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 04 August 2010 | 10 November 2014 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 07 September 2009 | 10 November 2014 |
| Shenyin Wanguo Online Broker (H.K.) Limited 申銀萬國網上證券(香港)有限公司 | RE | 1 | 23 August 2007 | 19 May 2009 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 16 July 2007 | 19 May 2009 |