SFC Licences of YIU Ka Wing 姚嘉穎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
First Shanghai Futures Limited 第一上海期貨有限公司	RE	2	05 August 2022	24 March 2023
First Shanghai Securities Limited 第一上海證券有限公司	RE	1	05 August 2022	24 March 2023
Yue Xiu Futures Company Limited 越秀期貨有限公司	RE	2	25 July 2017	25 July 2022
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	25 July 2017	25 July 2022
Zhongtai International Futures Limited 中泰國際期貨有限公司	RE	2	16 May 2014	06 July 2017
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	1	09 May 2014	06 July 2017
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	19 November 2009	02 May 2014
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	19 June 2009	17 August 2009
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	19 June 2009	17 August 2009
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	04 May 2009	17 June 2009
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	04 May 2009	17 June 2009
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	29 August 2008	21 March 2009
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	16 July 2007	21 March 2009
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	16 July 2007	21 March 2009