SFC Licences of YIU Ka Wing 姚嘉穎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Shanghai Futures Limited 第一上海期貨有限公司 RE 2 05 August 2022
First Shanghai Securities Limited 第一上海證券有限公司 RE 1 05 August 2022
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 25 July 2017 25 July 2022
Yue Xiu Securities Company Limited 越秀証券有限公司 RE 1 25 July 2017 25 July 2022
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 16 May 2014 06 July 2017
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 09 May 2014 06 July 2017
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 19 November 2009 02 May 2014
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 RE 2 19 June 2009 17 August 2009
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 19 June 2009 17 August 2009
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 04 May 2009 17 June 2009
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 04 May 2009 17 June 2009
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 RE 1 29 August 2008 21 March 2009
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 16 July 2007 21 March 2009
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 16 July 2007 21 March 2009