SFC Licences of LO Wing Lam 盧穎藍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 13 July 2012 | 28 August 2012 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 13 July 2012 | 28 August 2012 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 27 May 2010 | 03 July 2012 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 13 April 2010 | 03 July 2012 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 13 April 2010 | 03 July 2012 |
| Wing Fung Futures Limited 永豐期貨有限公司 | RE | 2 | 21 September 2009 | 26 March 2010 |
| Wing Fung Securities Limited 永豐證券有限公司 | RE | 1 | 21 September 2009 | 26 March 2010 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 21 October 2008 | 17 June 2009 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 17 July 2007 | 17 June 2009 |