SFC Licences of TAM Ka Hei, Raymond 譚家熙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RE | 9 | 21 April 2011 | |
Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RE | 6 | 21 April 2011 | |
Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RE | 4 | 21 April 2011 | |
Yu Ming Investment Management Limited 禹銘投資管理有限公司 | RE | 1 | 21 April 2011 | |
First Shanghai Capital Limited 第一上海融資有限公司 | RE | 6 | 16 July 2007 | 31 January 2008 |