SFC Licences of WANG Xingguang 王星光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 16 June 2011 | 04 March 2013 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 16 June 2011 | 04 March 2013 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 July 2007 | 09 February 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 16 July 2007 | 09 February 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 16 July 2007 | 09 February 2009 |
Merrill Lynch Far East Limited | RE | 1 | 16 July 2007 | 09 February 2009 |
Merrill Lynch Far East Limited | RE | 4 | 16 July 2007 | 09 February 2009 |
Merrill Lynch Far East Limited | RE | 6 | 16 July 2007 | 09 February 2009 |