SFC Licences of WONG Lai Kei, Denise 黃澧棋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 13 November 2023 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 13 November 2023 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 18 December 2008 | 26 February 2021 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 26 November 2008 | 26 February 2021 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 October 2008 | 25 October 2008 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 10 October 2008 | 25 October 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 16 July 2007 | 29 September 2008 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 16 July 2007 | 29 September 2008 |