SFC Licences of CHOI Johann 蔡宗瀚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 | RE | 4 | 22 January 2008 | 18 August 2008 |
| Dresdner Kleinwort Securities (Asia) Limited 德利佳華證券(亞洲)有限公司 | RE | 1 | 03 January 2008 | 18 August 2008 |
| Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 17 July 2007 | 06 November 2007 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 17 July 2007 | 06 November 2007 |